We examine whether financial advisors with pre-advisor criminal records pose a greater risk to investors than those without. We find that financial advisors wit
Developed country capital markets have devised a set of institutions and actors to help provide investors with timely and accurate information they need to make
In the midst of globalization, technological change, and economic anxiety, we have deep doubts about how well the task of investor protection is being performed
The topic of investor protection has occupied investors, businesses, regulators, academics, and courts since the 1930s. The topic exploded in importance after t
Gatekeepers are financial intermediaries that operate between issuers and investors and have a potentially valuable role to play in the financial market. This p
