Regulation SHO

preview-18
  • Regulation SHO Book Detail

  • Author : Orice M. Williams
  • Release Date : 2009-12
  • Publisher : DIANE Publishing
  • Genre : Business & Economics
  • Pages : 114
  • ISBN 13 : 143791795X
  • File Size : 4,4 MB

Regulation SHO by Orice M. Williams PDF Summary

Book Description: The SEC adopted Regulation SHO to, among other things, curb the potential for manipulative naked short selling in equity securities. Selling a security short without borrowing the securities needed to settle the trade within the standard 3-day period, can result in failures to deliver (FTD), and can be used to manipulate (drive down) the price of a security. To further address this concern, SEC recently issued an order amending Regulation SHO. This report: (1) provides an overview of Regulation SHO and related SEC actions; (2) discusses regulators' and market participants' views on the effectiveness of the rule; and (3) analyzes regulators' efforts to enforce the rule. Includes recommendations. Charts and tables.

Disclaimer: www.yourbookbest.com does not own Regulation SHO books pdf, neither created or scanned. We just provide the link that is already available on the internet, public domain and in Google Drive. If any way it violates the law or has any issues, then kindly mail us via contact us page to request the removal of the link.

Regulation SHO

Regulation SHO

File Size : 35,35 MB
Total View : 9860 Views
DOWNLOAD

The SEC adopted Regulation SHO to, among other things, curb the potential for manipulative naked short selling in equity securities. Selling a security short wi

Regulation Sho

Regulation Sho

File Size : 53,53 MB
Total View : 6789 Views
DOWNLOAD

The Securities and Exchange Commission (SEC) adopted Regulation SHO to, among other things, curb the potential for manipulative naked short selling in equity se

Naked, Short and Greedy

Naked, Short and Greedy

File Size : 40,40 MB
Total View : 5010 Views
DOWNLOAD

Rigged financial markets and hopeless under-regulation on Wall Street are not new problems. In this book, Susanne Trimbath gives a sobering account of naked sho