Securities Investor Protection

Released on by Richard J. Hillman
preview-18

  • Securities Investor Protection Book Detail

  • Author : Richard J. Hillman
  • Release Date : 2001-09
  • Publisher : DIANE Publishing
  • Genre : Business & Economics
  • Pages : 100
  • ISBN 13 : 9780756716813
  • File Size : 1,1 MB
DOWNLOAD BOOK

Securities Investor Protection by Richard J. Hillman PDF Summary

Book Description: Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.

Disclaimer: www.yourbookbest.com does not own Securities Investor Protection books pdf, neither created or scanned. We just provide the link that is already available on the internet, public domain and in Google Drive. If any way it violates the law or has any issues, then kindly mail us via contact us page to request the removal of the link.

Securities Investor Protection

Securities Investor Protection

File Size : 67,67 MB
Total View : 8229 Views
DOWNLOAD

Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unautho