Broker Dealer Operations Under Securities and Commodities Law

Released on by Jerry W. Markham
preview-18

  • Broker Dealer Operations Under Securities and Commodities Law Book Detail

  • Author : Jerry W. Markham
  • Release Date : 1998-01-12
  • Publisher :
  • Genre :
  • Pages :
  • ISBN 13 : 9780420611307
  • File Size : 11,11 MB
DOWNLOAD BOOK

Broker Dealer Operations Under Securities and Commodities Law by Jerry W. Markham PDF Summary

Book Description: This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.

Disclaimer: www.yourbookbest.com does not own Broker Dealer Operations Under Securities and Commodities Law books pdf, neither created or scanned. We just provide the link that is already available on the internet, public domain and in Google Drive. If any way it violates the law or has any issues, then kindly mail us via contact us page to request the removal of the link.