Definitions - Mixed Swaps - Security-Based Swap Agreement Recordkeeping (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition)

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  • Definitions - Mixed Swaps - Security-Based Swap Agreement Recordkeeping (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) Book Detail

  • Author : The Law Library
  • Release Date : 2019-01-23
  • Publisher : Independently Published
  • Genre : Law
  • Pages : 372
  • ISBN 13 : 9781794677524
  • File Size : 47,47 MB
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Definitions - Mixed Swaps - Security-Based Swap Agreement Recordkeeping (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) by The Law Library PDF Summary

Book Description: The Law Library presents the complete text of the Definitions - Mixed Swaps - Security-Based Swap Agreement Recordkeeping (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 In accordance with section 712(a)(8), section 712(d)(1), sections 712(d)(2)(B) and (C), sections 721(b) and (c), and section 761(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), the Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "Commissions"), in consultation with the Board of Governors of the Federal Reserve System ("Board"), are jointly adopting new rules and interpretations under the Commodity Exchange Act ("CEA") and the Securities Exchange Act of 1934 ("Exchange Act") to further define the terms "swap," "security-based swap," and "security-based swap agreement" (collectively, "Product Definitions"); regarding "mixed swaps;" and governing books and records with respect to "security-based swap agreements." The CFTC requests comment on its interpretation concerning forwards with embedded volumetric optionality, contained in Section II.B.2.(b)(ii) of this release. This ebook contains: - The complete text of the Definitions - Mixed Swaps - Security-Based Swap Agreement Recordkeeping (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure

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