Regulation of Money Managers

Released on by Tamar Frankel
preview-18

  • Regulation of Money Managers Book Detail

  • Author : Tamar Frankel
  • Release Date : 2015-09-16
  • Publisher : Wolters Kluwer
  • Genre : Law
  • Pages : 4826
  • ISBN 13 : 145487063X
  • File Size : 57,57 MB
DOWNLOAD BOOK

Regulation of Money Managers by Tamar Frankel PDF Summary

Book Description: The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.

Disclaimer: www.yourbookbest.com does not own Regulation of Money Managers books pdf, neither created or scanned. We just provide the link that is already available on the internet, public domain and in Google Drive. If any way it violates the law or has any issues, then kindly mail us via contact us page to request the removal of the link.

Regulation of Money Managers

Regulation of Money Managers

File Size : 84,84 MB
Total View : 6368 Views
DOWNLOAD

The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Se

The Regulation of Money Managers

The Regulation of Money Managers

File Size : 86,86 MB
Total View : 2120 Views
DOWNLOAD

Widely regarded as the most comprehensive and penetrating analysis of the regulation surrounding both investment advisers and investment companies, The Regulati